IR Overview
You can quickly assemble your own Investor Kit by selecting and printing from the following documents. To order printed materials, or request additional investor-related information, complete an information request.
Obalon Presentation
Third Quarter 2017 Press Release
Third Quarter 2017 10Q
2016 10K
424B Filing
You may also find news of interest to investors on our Press Releases page.
1.Where is Obalon corporate headquarters?
 Obalon’s corporate headquarters are located in Carlsbad, California.

5421 Avenida Encinas, Suite F
Carlsbad, CA 92008-4410
Phone: (760) 795-6558

2.Where is the company incorporated?
 Obalon was incorporated in Delaware in January 2008.

3.What is Obalon’s fiscal year?
 Obalon’s fiscal year-end is December 31.

4.How is Obalon stock traded?
 Obalon’s common stock is traded on the NASDAQ Global Market under the ticker symbol “OBLN.”

5.Does Obalon pay dividends?
 Obalon has never declared or paid any cash dividends on its common stock and does not intend to do so for the foreseeable future. Obalon anticipates that it will retain future earnings for the development, operation and expansion of its business.

6.Who is Obalon’s transfer agent?
 Obalon’s transfer agent is American Stock Transfer and Trust Company.

7.Whom do I contact with questions about my stock?
 Beneficial stockholders with shares held by a broker in the name of the brokerage house should contact their broker on all administrative matters. If you are a registered stockholder and have questions regarding your account status (e.g. number of shares, address changes, etc.), please contact Obalon’s transfer agent, American Stock Transfer and Trust Company. The contact information for American Stock Transfer and Trust Company can be found at: http://www.amstock.com/main/nav_contactUs.asp.

8.How do I transfer stock or change the address on my shareholder account?
 To transfer stock, please contact Obalon’s transfer agent, American Stock Transfer and Trust Company. The contact information for American Stock Transfer and Trust Company can be found at: http://www.amstock.com/main/nav_contactUs.asp.

Note that any shares acquired before Obalon’s initial public offering are subject to transfer restrictions for 180-days following the initial public offering.

To change the address on your stockholder account, you must send both your old and new addresses to Obalon’s transfer agent, American Stock Transfer and Trust Company. The contact information for American Stock Transfer and Trust Company can be found at: http://www.amstock.com/main/nav_contactUs.asp.

9.How can I obtain a copy of your annual report and proxy?
 As a newly public company, Obalon has not yet held an annual meeting. When available, electronic copies of Obalon’s annual report, proxy statement and other periodic reports will available in the investor section of its corporate website. Additionally, all SEC filings can also be accessed directly from the SEC at www.sec.gov.

IMPORTANT SAFETY INFORMATION
The Obalon Balloon System is intended for adults with a body mass index (BMI) of 30 to 40 kg/m2 willing to follow a diet and exercise program. All Obalon balloons must be removed in 6 months. Patients with prior weight loss surgeries are not eligible. The most common side effects reported were mild abdominal pain and nausea which typically resolved within two weeks. You must take daily acid-blocking medicine prescribed by your doctor. For full Important Safety Information click on Safety Information and Patient Labeling